As securities companies look for direction to help guide their compliance strategies, actions and investments in 2017 and beyond, they need to be proactive and pay extra attention to regulatory changes, as the industry’s regulatory trajectory may shift, according to a report from Deloitte. The report discusses trends that may have a significant impact on organizations in the securities industry, including the Department of Labor’s fiduciary definition, the upcoming implementation of the shortened settlement cycle, cybersecurity and non-financial regulatory reporting among other issues. Learn more about the regulatory trends that may have the biggest impact in the securities industry this year.

Source: Wall Street Journal April 17, 2017 16:52 UTC